by AP | Sep 29, 2011 12:25 PM ET WASHINGTON — The Financial Industry Regulatory Authority is fining Raymond James & Associates, Inc. a total of $425000 and ordering the brokerage and financial adviser company to pay $1.69 million to investors for ... FINRA orders Raymond James to pay investors $1.69M
Thursday, September 29, 2011
FINRA orders Raymond James to pay investors $1.69M
by AP | Sep 29, 2011 12:25 PM ET WASHINGTON — The Financial Industry Regulatory Authority is fining Raymond James & Associates, Inc. a total of $425000 and ordering the brokerage and financial adviser company to pay $1.69 million to investors for ... FINRA orders Raymond James to pay investors $1.69M
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